Self-Fulfilling Prophecy In Psychology: Definition & Examples
Derek Schaedig
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B.A., Psychology, Harvard University
Derek Schaedig, who holds a B.A. in Psychology from Harvard University, is a mental health advocate. His lived experience with mental illness has been showcased in various podcasts and articles. He currently serves as a part-time outreach specialist for the Mental Health Foundation of West Michigan.
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On This Page:
Key Takeaways
- A self-fulfilling prophecy is a sociological term used to describe a prediction that causes itself to become true.
- Therefore, the process by which a person’s expectations about someone can lead to that someone behaving in ways that confirm the expectations.
- An example of a self-fulfilling prophecy is the placebo effect when a person experiences beneficial outcomes because
- they expect an inactive “look-alike” substance or treatment to work, even though it has no known medical effect.
- In the classroom, a self-fulfilling prophecy occurs when a teacher holds expectations for students, which through social interaction, causes the students to behave in such a manner as to confirm the originally false (but now true) expectation. For example, lower expectations for students of color and students from disadvantaged backgrounds and higher expectations for middle-class students.
- There are two types of self-fulfilling prophecies: Self-imposed prophecies occur when your own expectations influence your actions. Other-imposed prophecies occur when others’ expectations influence your behavior. All opinions you value can cause this prophecy.
- The Pygmalion effect is a type of other-imposed self-fulfilling prophecy that states the way you treat someone has a direct impact on how that person acts.
- If another person thinks something will happen, they may consciously or unconsciously make it happen through their actions or inaction.
In 1948, Robert K. Merton coined the term self-fulfilling prophecy to describe “a false definition of the situation evoking a behavior which makes the originally false conception come true” (Merton, 1968, p. 477).
In other words, a misrepresentation of reality or guessing at the truth that, in turn, causes behaviors that would end up making this hypothetical into an actual reality.
Simply put, a false reality could actually become truth due to human psychological responses to predictions, fears, and worries associated with the future.
The self-fulfilling prophecy has also been referred to as the “bootstrapped induction,” the “Barnesian performativity,” or “The Oedipus effect” (Biggs, 2011).
Self-Fulfilling Prophecy Examples
Placebo effect.
An example of a self-fulfilling prophecy is known as the placebo effect. In this example, patients are randomly split into two groups: one receiving the new treatment and one receiving a placebo treatment or “fake treatment.”
Those who are given the placebo drug have been shown to display improvements in the respective issue despite there being no active agent causing the recovery.
The beliefs that one held, in contrast to actual treatment, led to that prophecy being fulfilled.
Stereotype Threat
Stereotype threat refers to the concern that one’s actions may fulfill a negative cultural stereotype of one’s group (Steele 1997). Such concerns may, paradoxically, lead to the fulfillment of those stereotypes
Another example of a stereotype threat concerns African American intelligence and resulting college admission.
In the past, researchers believed that African Americans were less intelligent than other races due to their lower reported scores on standardized tests (Dzaferagic, 2019). This research was then used to justify the admission of a smaller percentage of African Americans to colleges and universities.
However, this discrepancy can be explained by the self-fulfilling prophecy in the form of a stereotype threat (Steele 1997).
Since other individuals’ expectations of African Americans were lower, they fulfilled their expectations.
It is thought that the negative stereotype of African Americans led them to become anxious about taking their tests which led to poorer results than they were actually capable of. This further confirmed the stereotype. We see what we want to see.
There are two types of self-fulfilling prophecies: self-imposed and other-imposed (Adler, 2012). Both lead to the same result, yet they are different approaches to getting there.
Self-Imposed Prophecies
In a self-imposed prophecy, one’s own expectations are the causal factor for one’s actions. An example is illustrated through a public speaking scenario.
In this scenario, a man named John has had previous experience with failure in a public speaking setting. He is extremely nervous and believes he will fail.
Due to this, as he begins his speech, he stumbles over his words, forgets his lines, and fails to produce a coherent message. Therefore, because John believed he would fail, he did.
Other-Imposed Prophecies
An other-imposed self-fulfilling prophecy arises when others’ expectations of another individual affect the actions of that individual. A classic example is the fortune teller scenario.
Cindy, a fortune teller, tells a man named Peter that he will one day become a therapist. Because Cindy imposed this expectation on Peter, he began to believe it.
Eventually, because Cindy’s expectations affected Peter’s beliefs, he did one day become a therapist. The Oedipus example above is another example of an other-imposed self-fulling prophecy.
Other-imposed self-fulfilling prophecies are at the root of racial and gender stereotyping and discrimination. If a person has certain expectations for a person of another race, they will treat them accordingly, which might position this person in a place fitting of the stereotype they’re believed to fit under.
For example, if it is believed that women are better in certain lesser roles than men, women are more likely to fulfill this prophecy and not live up to their full potential.
The key idea in both types of self-fulfilling prophecies is that the idea of an unbacked or false notion spurs behavior that, in turn, makes a person act “as if” the idea was a reality until, eventually, these behaviors build a reality where the prophecy comes true.
The Pygmalion Effect
“When we expect certain behaviors of others, we are likely to act in ways that make the expected behavior more likely to occur.” (Rosenthal & Babad, 1985).
The term Pygmalion Effect originated from a poem by the Greek poet Ovid entitled Metamorphoses (The Pygmalion Effect, 2020).
In it, Pygmalion was a sculptor who eventually fell in love with one of his own creations. Pygmalion begged the gods to deliver him a wife similar to the sculpture he became enamored with.
As the story goes, the gods made his wish come true, and the sculpture came to life. Rosenthal and Jacobson became inspired by the story and subsequently named their findings after the sculptor.
Rosenthal and Jacobsen (1968)
A famous study on other-imposed self-fulfilling prophecies is the Pygmalion Effect. Rosenthal and Jacobsen (1968) conducted an experiment to see whether student achievement could be self-fulfilling based on the expectations of their teachers.
Rosenthal and Jacobsen gave elementary school children an IQ test and then informed their teachers which children were going to be average and which children were going to be ‘Bloomers,’ the twenty percent of students who showed “unusual potential for intellectual growth.”
They found that the teachers did not expect too much from the average children and gave all their attention to the Bloomers. The teachers created a nicer environment for the Bloomers; they gave them more time and attention, called on them for answers more often, and gave them more detailed feedback when they got something wrong.
However, unknown to the teachers, these students were selected randomly and may or may not have fulfilled that criterion.
After eight months, they came back and retested the children’s intelligence.
The results showed that Bloomers IQ scores had risen (experimental group) significantly higher than the average students (control group), even though these academic bloomers were chosen at random. The bloomers gained an average of two IQ points in verbal ability, seven points in reasoning and four points in over all IQ.
The experiment showed that teacher expectations worked as a self-fulfilling prophecy. The teachers’ expectations had altered the way the children were treated, and this had affected their abilities.
According to the Pygmalion effect, the other-imposed expectations imposed on the students by the teachers are internalized by the students and become part of their self-concept , and they act accordingly to their internal beliefs about themselves.
These results were replicated in college-aged students as well. Studies conducted in algebra classes at The Air Force Academy, engineering students, and many other universities replicated these results (Rosenthal & Rubin, 1978).
Implications
Stereotypes are often part of self-fulfilling prophecies. Claude Steele’s research (1997) on stereotype threat shows that when students worry that their own poor academic performance could unintentionally confirm a negative stereotype of their social group, they actually perform poorly, thus confirming that stereotype.
Stereotype threat has been measured in high-achieving African American students as well as highly ranked female math students (Spencer, Steele, and Quinn 1999).
These findings have far-reaching implications as well. They can have positive effects on people beyond the classroom as well as negative ones.
If parents choose to treat their children as intelligent, talented, independent human beings, according to the Pygmalion effect, they are more likely to internalize these attitudes and act accordingly.
However, on the other hand, if a parent views their child as incapable, unintelligent, or weak, that individual will most likely lower themselves to those expectations.
The Pygmalion Effect occurs in the workplace when a manager raises his or her expectations for the performance of workers, and this actually results in an increase in worker performance.
The Causal Loop
A self-fulfilling prophecy may be a form of causality loop, also known as feedback loops.
They are described as “a system in which two or more aspects of the system influence each other” (Loper, 2014).
In abstract terms, Event A leads to event B, leads to event C, leads to event D, which then leads to event A again. The cycle then repeats.
These loops, in turn, are perfect examples of feedback cycles. Once the cycle begins, it is difficult to remove oneself from the situation and prevent uncontrollable actions and outcomes. The prophecy itself serves as the drive for an action, and thus it is self-fulfilling.
Merton exemplified his casual loop process in his book Social Theory and Social Structure in 1949. In it, he shows how causal loops can push forth this idea of a self-fulfilling prophecy.
He depicted the following scenario (Ackerman, 2020): A rumor is spread that the banks are collapsing. In response to this event, people then withdraw their money in a panic. As a result, the banks actually do begin to struggle, and, thus, more people withdraw their money. The cycle repeats until the bank ultimately collapses, completing the self-fulfilling prophecy.
A causal loop feeds into itself, the danger being that the cause can often be rumor or superstition unbacked by truth. Once a loop begins to build strength, the outcome becomes very real, and it can be difficult to put a stop to it.
The concept that our thoughts affect our feelings which affect our behaviors which affect our thoughts, an example of a causal loop, is cognitive behavioral therapy . Interrupting the cycle by controlling one’s actions is a major step toward recovery for those living with depression.
Common to many diagnosed with depression are negative thoughts and untrue self-statements of their abilities or worth.
A person may begin a casual loop with a simple statement such as “I can’t ever do anything right.” This can result in negative feelings which in turn leads to negative actions or a lack of self-care.
If they continue to act in a non-beneficiary manner, they will inevitably fulfill their predictions leading them to become depressed.
Learning Check
Which of the following is an example of the self-fulfilling prophecy?
- Jane believes she will fail her exam, so she doesn’t study and ends up failing.
- John thinks he is very good at basketball, so he practices daily and becomes a star player.
- Mary is scared of dogs, so she avoids going to parks where dogs might be present.
- Mike thinks he’s bad at cooking, so he never tries and orders take-out instead.
Answer : The examples of the self-fulfilling prophecy are 1. Jane believes she will fail her exam, so she doesn’t study and ends up failing and 4. Mike thinks he’s bad at cooking, so he never tries and orders take-out instead. These beliefs directly lead to behaviors that confirm the initial prediction.
Ackerman, C. E. (2020, April 17). Self-Fulfilling Prophecy in Psychology: 10 Examples and Definition. Positive Psychology . https://positivepsychology.com/self-fulfilling-prophecy/
Adler, R. B., Rosenfeld, L. B., & Ii, R. P. F. (2012). Interplay: The Process of Interpersonal Communication (12th ed.). Oxford University Press.
Biggs, M. (2009). Self-fulfilling prophecies. The Oxford handbook of analytical sociology , 294-314.
Dzaferagic, N. (2019, July 23). JLF 16 – Self-fulfilling Prophecy and Stereotypes. Humanity in Action. https://www.humanityinaction.org/knowledge_detail/self-fulfilling-prophecy-and-stereotypes/
Loper, C. (2014, September 22). Feedback Loops. Northwest Educational Services. https://www.nwtutoring.com/2014/09/22/feedback-loops/
Merton, R. K. (1948). The self-fulfilling prophecy . The Antioch Review, 8 (2), 193-210.
Rosenthal, R., & Jacobson, L. (1968). Pygmalion in the classroom . The Urban Review, 3 (1), 16-20.
Rosenthal, R., & Rubin, D. B. (1978). Interpersonal expectancy effects: The first 345 studies. Behavioral and Brain Sciences, 1 (3), 377-386.
Spencer, S. J., Steele, C. M., & Quinn, D. M. (1999). Stereotype threat and women’s math performance . Journal of experimental social psychology, 35 (1), 4-28.
Steele, C. M. (1997). A threat in the air: How stereotypes shape intellectual identity and performance. American Psychologist, 52 (6), 613.
Further Information
- The self-fulfilling prophecy in close relationships: Rejection sensitivity and rejection by romantic partners . Journal of Personality and Social Psychology, 75 (2), 545.
- The impact of mothers’ gender-role stereotypic beliefs on mothers’ and children’s ability perceptions . Journal of Personality and Social Psychology, 63 (6), 932.
- The self-fulfilling nature of positive illusions in romantic relationships: Love is not blind, but prescient . Journal of Personality and Social Psychology, 71 (6), 1155.
- Pygmalion and intelligence? Current Directions in Psychological Science, 4 (6), 169-171.
The Power of Belief: Unpacking Self-Fulfilling Prophecies
This essay about self-fulfilling prophecies explores how beliefs and expectations can shape reality. Introduced by sociologist Robert K. Merton, a self-fulfilling prophecy is defined as a belief that causes itself to become true, through the interaction between belief and behavior. The essay illustrates this phenomenon with examples from education, where teacher expectations can influence student performance, known as the ‘Pygmalion effect’, and in economics, where investor expectations can affect market outcomes. It also discusses the negative counterpart, the ‘Golem effect’, where low expectations lead to decreased performance. The essay emphasizes the importance of positive outlooks and the impact of our beliefs on our actions and the world around us. It encourages readers to reflect on their expectations and to use the understanding of self-fulfilling prophecies to foster a more empowering environment for themselves and others.
How it works
The notion of a self-fulfilling prophecy may evoke imagery from ancient folklore or fantastical tales, where seers foretell destinies and protagonists either yield to or evade their foreordained paths. However, this concept transcends mere fiction, constituting a recognized psychological phenomenon with tangible ramifications in reality, influencing lives, relationships, and even the trajectories of social and economic systems.
At its essence, a self-fulfilling prophecy denotes a forecast that, directly or indirectly, materializes as true due to the reciprocal reinforcement between belief and conduct.
This implies that if an individual harbors a conviction fervently enough, their actions, whether conscious or subconscious, can precipitate the actualization of that conviction. The terminology was originally formulated by sociologist Robert K. Merton in 1948, who characterized it as a spurious characterization of circumstances eliciting novel behavior that substantiates the initially erroneous conception.
The mechanisms of a self-fulfilling prophecy can be deconstructed into several phases. It commences with a belief or anticipation, whether concerning oneself or others, which influences behavior towards the subject of said belief. Subsequently, this behavior can elicit specific responses or actions that corroborate the initial belief. For instance, if an educator perceives a particular student as intellectually gifted, they may allocate more attention and resources to that student, potentially enhancing their academic performance and validating the educator’s initial presumption.
Self-fulfilling prophecies permeate various facets of society. In the realm of education, the ‘Pygmalion effect’ elucidates how educators’ expectations can shape students’ accomplishments. In economics, investor anticipations can precipitate market fluctuations unforeseen otherwise. In interpersonal relationships, our projections regarding others’ behaviors can significantly mold our interactions.
Nevertheless, not all self-fulfilling prophecies yield positive outcomes. Negative expectations can instigate a ‘Golem effect,’ wherein diminished expectations engender inferior performance. This is particularly disconcerting in domains like education and employment, where adverse labels can impede potential.
Grasping the intricacies of self-fulfilling prophecies instigates contemplation on the potency of expectations and beliefs. It underscores the significance of upholding optimistic perspectives and lofty expectations, not solely for oneself but also for others. However, it also necessitates circumspection to ensure that our convictions do not obscure reality or prompt us to impose restrictive expectations on others.
In summation, self-fulfilling prophecies underscore the profound influence of our convictions on the fabric of existence. They beckon us to scrutinize the origins and validity of our expectations and ponder how these anticipations mold our conduct and outcomes. By acknowledging the potential of our beliefs to shape the world around us, we can endeavor to cultivate a more positive, supportive, and empowering milieu for all. The realization that our convictions and expectations possess the capacity to shape our reality constitutes not merely a psychological revelation but a summons to action, urging us to wield the potency of our perceptions with sagacity and benevolence.
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Definition of Self-Fulfilling Prophecy in Sociology
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A self-fulfilling prophecy is a sociological term used to describe what happens when a false belief influences people's behavior in such a way that it ultimately shapes reality. This concept has appeared in many cultures for centuries, but American sociologist Robert K. Merton coined the term and developed it for use in sociology.
Today, the idea of a self-fulfilling prophecy is commonly used by sociologists as an analytic lens through which to study student performance, deviant or criminal behavior, and the impact of racial stereotypes on targeted groups.
Robert K. Merton's Self-Fulfilling Prophecy
In 1948, Merton used the term "self-fulfilling prophecy" in an article. He framed his discussion of this concept with symbolic interaction theory , which states that, through interaction, people bring about a shared definition of the situation in which they find themselves. He argued that self-fulfilling prophecies begin as false definitions of situations, but that behavior based on the ideas attached to this false understanding recreates the situation in such a way that the original false definition becomes true.
Merton's description of the self-fulfilling prophecy is rooted in the Thomas theorem, formulated by sociologists W. I. Thomas and D. S. Thomas. This theorem states that if people define situations as real, they are then real in their consequences. Both Merton's definition of self-fulfilling prophecy and the Thomas theorem reflect the fact that beliefs act as social forces. They have, even when false, the power to shape our behavior in very real ways.
Symbolic interaction theory explains this by highlighting that people act in situations largely based on how they read those situations, and what they believe the situations mean to them or to the others participating in them. What we believe to be true about a situation then shapes our behavior and how we interact with the others present.
In "The Oxford Handbook of Analytical Sociology," sociologist Michael Briggs provides an easy three-step way to understand how self-fulfilling prophecies become true.
- X believes that y is p.
- X, therefore, does p.
- Because of 2, y becomes p.
Examples of Self-Fulfilling Prophecies in Sociology
A number of sociologists have documented the effects of self-fulfilling prophecies in education. This occurs primarily as a result of teacher expectation. The two classic examples are of high and low expectations. When a teacher has high expectations for a student and communicates those expectations to the student through his behavior and words, the student then typically does better in school than they would otherwise. Conversely, when a teacher has low expectations for a student and communicates this to the student, the student will perform more poorly in school than she otherwise would.
Taking Merton's view, one can see that, in either case, the teacher's expectations for the students are creating a certain definition of the situation that rings true for both the student and the teacher. That definition of the situation then impacts the student's behavior, making the teacher's expectations real in the behavior of the student. In some cases, a self-fulfilling prophecy is positive, but, in many, the effect is negative.
Sociologists have documented that race, gender, and class biases frequently influence the level of expectations that teachers have for students. Teachers often expect Black and Latino students to perform worse than white and Asian students . They may also expect girls to perform worse than boys in certain subjects like science and math, and low-income students to perform worse than middle- and upper-income students. In this way, race, class, and gender biases, which are rooted in stereotypes, can act as self-fulfilling prophecies and actually create poor performance among the groups targeted with low expectations. This ultimately results in these groups performing poorly in school.
Similarly, sociologists have documented how labeling kids delinquents or criminals leads to delinquent and criminal behavior . This particular self-fulfilling prophecy has become so common across the U.S. that sociologists have given it a name: the school-to-prison pipeline. It is a phenomenon that is also rooted in racial stereotypes, primarily ones of Black and Latino boys, but documentation suggests that it affects Black girls as well.
Examples of self-fulfilling prophecies show how powerful our beliefs are. Good or bad, these expectations can alter what societies look like.
Updated by Nicki Lisa Cole, Ph.D.
- What Is Role Strain? Definition and Examples
- Self in Sociology
- What Is Role Conflict in Sociology?
- Expressive Roles and Task Roles
- The Concept of "Other" in Sociology
- The Major Theoretical Perspectives of Sociology
- What Is Secularization?
- Definition of Typology in Sociology
- Assessing a Situation, in Terms of Sociology
- Understanding Primary and Secondary Groups in Sociology
- Power Definitions and Examples in Sociology
- How Intervening Variables Work in Sociology
- All About Marxist Sociology
- How to Understand Interpretive Sociology
- Definition of Cultural Materialism
- Emile Durkheim's Examples of Social Facts and Their Negative Impact
- Literary Terms
When & How to Write a Self-Fulfilling Prophecy
- Definition & Examples
- When & How to Write a SFP
How to write Self-Fulfilling Prophecy
There are two steps to writing a self-fulfilling prophecy:
- First, come up with a prophecy that would make a good ending to your story.
It may be a happy ending or a tragic one, but it should be compelling and at least somewhat surprising.
- Now the hard part: come up with a way that the prophecy might cause itself to become true.
This could be immediate, as in the example from the Matrix (the simple act of hearing the prophecy causes Neo to flinch and break the vase), or it could be long and indirect, as in a long chain of events that ultimately cause the prophecy to come true. One of the best ways to bring this about is to let characters ’ fears or ambitions drive the plot. If we’re afraid of something, we often behave in a way that causes it to come true, whereas if we simply faced it head-on, we might actually conquer the fear. The bank run story is an example of a self-fulfilling prophecy driven by fear.
- Once you know what your self-fulfilling prophecy will look like, the key is to create “bookends” – take the language that you used to describe the prophecy, and use it when you show that the prophecy is coming true. This way there is unison throughout the narrative, and readers can see clearly how you’ve brought them full-circle.
When to use Self-Fulfilling Prophecy
A self-fulfilling prophecy is a device of creative writing, especially fiction and narrative non-fiction. In fiction, it’s often a central feature of the plot. The characters ’ fears about the prophecy, for example, might be the main source of narrative tension.
In narrative non-fiction, of course, you can’t simply make up the self-fulfilling prophecy (then it would be fiction). But if you look hard enough into your sources, you may find a self-fulfilling prophecy waiting, and by drawing out this element in your writing, you can help make the story more compelling.
List of Terms
- Alliteration
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- Anthropomorphism
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- Bildungsroman
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- Juxtaposition
- Literary Device
- Malapropism
- Onomatopoeia
- Parallelism
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Self-Fulfilling Prophecy in Psychology: What is a Self-fulfilling Prophecy? A Definition of the Theory + 10 Examples (PDF).
A self-fulfilling prophecy is when a person’s expectations about a situation come true due to changes in their own behavior. It is a psychological phenomenon that can play a role in mental...
A self-fulfilling prophecy is a belief about a future outcome that helps to bring about its own fulfillment. This happens because the unconscious expectations that we hold can influence our actions and ultimately cause the initial prediction to become true.
A self-fulfilling prophecy is a prediction that directly or indirectly causes itself to become true. It occurs due to the belief or expectation that an event will happen, which influences behavior to bring that event to fruition.
Self-fulfilling prophecy states that people’s expectations on how another person will act affects the way they treat that person which then causes the other person to behave in a manner consistent with the other person’s original expectation (Aronson, Wilson, Akert, & Sommers, 2016).
Stukas and Snyder (2016) showed how a self-fulfilling prophecy could arise in social interactions between the perceiver and target when one or both parties have preconceived stereotypical...
This essay about self-fulfilling prophecies explores how beliefs and expectations can shape reality. Introduced by sociologist Robert K. Merton, a self-fulfilling prophecy is defined as a belief that causes itself to become true, through the interaction between belief and behavior.
A self-fulfilling prophecy is a sociological term used to describe what happens when a false belief influences people's behavior in such a way that it ultimately shapes reality. This concept has appeared in many cultures for centuries, but American sociologist Robert K. Merton coined the term and developed it for use in sociology.
Clear explanation of When and How to write a Self-Fulfilling Prophecy. There are two steps to writing a self-fulfilling prophecy: First, come up with a prophecy. Then come up with a way that the prophecy might cause itself to become true.
In a self-fulfilling prophecy an individual’s expectations about another person or entity eventually result in the other person or entity acting in ways that confirm the expectations. A classic example of a self-fulfilling prophecy is the bank failures during the Great Depression.